The Initial Meeting
We will introduce our services and outline the advice process to you. A discussion of your needs and objectives, attitude to risk and understanding of experience will be noted through our fact-finding process.
Research and Analysis
After having completed a fact-find and assessed your needs and objectives, we will begin to research your existing arrangements and compare these against your set objectives. We will focus on your end goal, aspirations and appetite towards investment risk.
This will help in the process of creating a bespoke financial plan for you.
Presentation of Financial Plans
A second meeting will be arranged where will discuss and present a suitable recommendation which is bespoke for you. This will be provided in the form of a written report for you to keep.
Our recommendation will be aligned to your goals, needs and objectives and we will take consideration of your attitude towards investment risk.
Ongoing Service
You will be provided with access to your own personal client site, allowing you to obtain real time valuations. We will provide annual/bi-annual reviews depending on the level of service required and reflect on market changes and any potential change to your own personal and financial circumstances, needs and objectives.
We would look to continue to monitor investment performance ensuring that we maximise the potential for capital growth.
Frequently Asked Questions
We provide you with honest, trusted financial advice. We believe in building relationships that last a lifetime. Our approach is to be clear and transparent from the very start.
Yes, we have access to the whole of the market and are not restricted. Our recommendations are bespoke to you and only you.
We see clients at our offices and at their homes. Occasionally we may even visit workplaces. We are flexible to meet with you at a time that suits you best at any location of your choice.
We do not charge for an initial consultation. This is where we would bear the initial costs to meet with you and get a better understanding of your financial position, needs and objectives which would be completed through our fact-finding process.
Yes, we are directly authorised and regulated by the Financial Conduct Authority, FCA. We would always recommend you visit the FCA register prior to any meeting/contact regarding our permissions. We are confident of what you will find on there. Our FCA registration number is 815621.
No, we do not provide any advice on any unregulated investment schemes. We use home branded providers that are regulated in the UK providing you with the highest level of investor protection, which gives both you and us peace of mind.
Imperial Wealth Advisory is not permitted to holding any client money. This means that any investment set up would be done directly with the product provider recommended and therefore any contributions would be made payable direct to the provider and not us.
Yes, we have clients across the country. We would be happy to meet with you and travel would not be of an issue.
We can provide an ongoing service to you if you already have existing investments in place. Your existing investments can be transferred over to us for us to review on an ongoing basis. We would let you know of the cost of doing this and be completely honest and open with you.
We usually give ourselves an hour, however this is purely dependent upon the questions you have for us. We understand the importance of the initial meeting as it is a chance for us to meet and for you to build confidence and trust in our services and proposition.
